Investment Advisor Representative with and
Securities and Investment Advisory Services offered through
Transamerica Financial Advisors, Inc. (TFA) member
FINRA &
SIPC and a Registered
Investment Advisor. Non-Securities products and services are not
offered through
TFA
.
TFA
and CMA Financial Services are not
affiliated. Neither
TFA
nor its representatives provide legal,
tax, ERISA nor accounting advice. Persons who provide such
advice do so in a capacity other than as a registered
representative of
TFA. LD28084-03/12
Due to various state regulations and
registration requirements concerning the dissemination of
information regarding investment and insurance products and
services, access to this information must be limited to
individuals residing in states where Chris Morris is currently
registered. Chris Morris is currently securities licensed
in the following states: GA, CO, AL, SC, TN, CA, WI, MN, & NV.
For California Residents:
"A broker/dealer, investment advisor, BD agent
or IA rep may only transact business in a particular state after
licensure or satisfying qualifications requirements of that
state, or only if they are excluded or exempted from the state's
broker/dealer, investment adviser, or BD agent or IA rep
requirements, as the case may be; and follow-up, individualized
responses to consumers in a particular state by broker/dealer,
investment adviser, BD agent or IA rep that involve either the
effecting or attempting to effect transactions in securities or
the rendering of personalized investment advice for
compensation, as the case may be, shall not be made without
first complying with the state's broker/dealer, investment
adviser, BD agent or IA rep requirements, or pursuant to an
applicable state exemption or exclusion.
For information concerning the licensure
status or disciplinary history of a broker/dealer, investment
adviser, BD agent or IA rep, a consumer should contact his or
her stated securities law administrator."
CA Insurance License No. ______0E72027
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this home page. Such external Internet addresses contain
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by organizations independent of this company. This company
does not endorse, approve or certify any information at such
addresses. Reference to any product or services does not
constitute any endorsement of such product or service by this
company.