Due to various state regulations and
registration requirements concerning the dissemination of
information regarding investment and insurance product sand
services, we are currently required to limit access of the
following pages to individuals in states where we are currently
registered. We are registered in the following states:
GA, CO, AL, SC, TN, CA, WI, MN, & NV.
For California Residents:
"A broker/dealer, investment advisor, BD agent
or IA rep may only transact business in a particular state after
licensure or satisfying qualifications requirements of that
state, or only if they are excluded or exempted from the state's
broker/dealer, investment adviser, or BD agent or IA rep
requirements, as the case may be; and follow-up, individualized
responses to consumers in a particular state by broker/dealer,
investment adviser, BD agent or IA rep that involve either the
effecting or attempting to effect transactions in securities or
the rendering of personalized investment advice for
compensation, as the case may be, shall not be made without
first complying with the state's broker/dealer, investment
adviser, BD agent or IA rep requirements, or pursuant to an
applicable state exemption or exclusion.
For information concerning the licensure
status or disciplinary history of a broker/dealer, investment
adviser, BD agent or IA rep, a consumer should contact his or
her stated securities law administrator."
CA Insurance License No. ______0E72027
Investment Advisor Representative with and
Securities and Investment Advisory Services offered through
Transamerica Financial Advisor, Inc. (TFA) member
FINRA &
SIPC and a Registered
Investment Advisor. Non-Securities products and services are not
offered through
TFA
.
TFA
and CMA Financial Services are not
affiliated. Neither
TFA
nor its representatives provide legal,
tax,
ERISA
nor accounting advice. Persons who provide such
advice do so in a capacity other than as a registered
representative of TFA .LD28084-03/12